Application process
The application process is straightforward and is normally carried out in two stages. The first stage is an initial submission with documents in draft (which the Market Authority comments upon - usually within 48 hours, often on the same day) together with the requisite listing fee; and the second stage is the submission of final, signed documents. The documents which need to be submitted include:
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Listing Document
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Constitutional documents of the issuer
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Application form
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Application for derogation from any applicable listing rules
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Three years’ audited accounts of the issuer (derogation will typically be granted for recently established vehicles)
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Directors’ declarations
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Listing notice and undertaking
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Sponsor’s declaration
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Application form
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Shareholder and/or board resolutions authorising the listing.
CISX listing services home page, click here
CISX provides you with international recognition, click here
Why use the CISX? click here
General principles for listing on the CISX, click here
Contact details:
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Gareth Essex-Cater
Head of Corporate Operations
T: +44 (0) 1534 609 290
E: gareth.essexcater@mourant.com
Gareth joined Mourant in 1988, having already amassed many years’ experience in company administration. From August 2005,Gareth assumed the role of Head of Corporate Operations responsible for managing its various teams in relation to new and existing capital market and
structured finance transactions. Since 2004,Gareth has been closely involved with the active development of the Listing services provided by Mourant and has worked directly on most of the many instructions received during that period.
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Jason Bingham
Listing Manager
T: +44 (0)20 7469 8180
E: jason.bingham@mourant.com
Jason joined Mourant in 2003 after completing his degree in business studies and sports science from the University of Plymouth and St Mark and St John’s college. Since joining Mourant, Jason has worked in the international finance administration sector, specialising in the corporate administration of international capital markets, debt repackaging and structured finance SPVs. Jason is currently enrolled with the Institute of Chartered Secretaries and Administrators and is in the final stages of his
professional qualification. Jason has responsibility for the development of Mourant’s CISX listing services.
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Ewa Grudzinska
Listing Analyst
T: +44 (0)1534 609448
E: ewa.grudzinska@mourant.com
Ewa obtained a law degree from the University in Poland and graduated with her Magister Juris in June 2004 (equivalent to a United Kingdom LLB and LLM combined). She joined Mourant in 2004 and is currently studying to become an English solicitor through part-time study. As an experienced member of the Mourant Capital Markets team, Ewa has been responsible for many high profile CISX listing projects. Her general areas of experience include listing requirements and application for listing any type of security.
Martin Scott
Business Manager
T: +44 (0)1481 715601
E: martin.scott@mourant.com
Martin is a member of the Association of Chartered Certified Accountants and holds a degree in politics from Loughborough University. Before joining Mourant in November 2007, Martin held senior roles at Northern Trust, Which was previously Guernsey International Fund Managers Ltd, with responsibility for the administration and financial reporting of a wide portfolio of private equity clients with funds in different jurisdictions.
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