Regulated Business
Services
Your trusted partner in compliance.
Overview
Overview
We work with a wide range of regulated businesses from individuals to global financial institutions, helping them navigate complex international and local regulations.
We’re a trusted advisor, supporting everything from resolving contentious issues to delivering multi-year programmes that strengthen governance, risk and compliance functions.
When legal advice is needed, we work closely with our legal teams so you have access to leading expertise across our jurisdictions.
Our Expertise
Strategy
We help you align your commercial goals with regulatory requirements so you can operate confidently as a regulated business.
Advisory
We advise on new and existing initiatives to make sure your activities meet regulatory obligations by design.
Senior Management
We provide tailored guidance for C-Suite executives and compliance professionals on regulatory nuances, obligations and sector developments.
Board Effectiveness
We offer independent assurance of board effectiveness using our unique tool, mapping against best practice and providing tailored support where needed.
Corporate Governance
We review governance arrangements beyond strict obligations, focusing on organisational effectiveness and growth.
Training and Development
We deliver bespoke training for all levels from new joiners to C-Suite – in person wherever possible.
Risk Assessments and Framework
We review your risk framework and key assessments, such as the Business Risk Assessment, against best practice and provide ongoing support.
Examination and Remediation Support
We support you before, during and after regulatory examinations. Our experience as regulators gives us unique insight into expectations, including remediation effectiveness testing.
Compliance Framework and Function Reviews
We provide independent assurance of your compliance framework, including documentation such as the Compliance Monitoring Plan, mapped against regulatory requirements.
Application Support
We help clients applying for or expanding regulatory approvals, offering insight into regulators’ expectations and how to manage the process successfully.
Financial Crime
We review and advise on AML, CFT, CPF and sanctions obligations, delivering risk-focused financial crime reviews to meet local internal audit requirements.
Internal audit adds value by improving governance, risk management and control processes. It’s recognised by regulators and businesses worldwide, but not every organisation needs a full-time function.
Our internal audit services are designed by professionals with strong audit and regulatory expertise and can be used in several scenarios:
- Regulator-driven audits: We act as your outsourced internal audit function, tailoring programmes to meet regulatory needs.
- Group-driven audits: We co-source with in-house teams, providing resources or subject matter expertise where needed.
- Event-driven audits: We design targeted audits following incidents to support good governance and board oversight.
- Resource availability: We provide high-quality internal audit expertise on secondment, contract or day-rate basis.
Due Diligence
We provide buy- and sell-side due diligence for regulated businesses, highlighting key regulatory issues.
Retained Expert Advice
We offer ongoing, confidential support on governance, risk and compliance , often following interim or strategic engagements.
Interim Resource
We supply interim resource for key roles or projects, matching expertise and cultural fit.
Regulatory Updates
We deliver regular updates on developments in our core jurisdictions (Cayman, Guernsey and Jersey), focusing on what you need to do.
Cyber and Data
We review and test data protection and cyber-security arrangements, advising on enhancements and compliance with cross-border rules.
Key contacts
key contacts
Mike Jones
Jon Stevens
Geoff Cook
Tony Shiplee
Dominic Hind
Tamarah Miller
Abbie Syvret
Why Mourant Consulting?
We work side by side with you, offering clarity and confidence at every step.
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Regulatory insight, end to end
Deep expertise from prevention through to detection, keeping you confident and protected.
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Risk anticipated, not just managed
Identifying and addressing regulatory risk early, before issues escalate.
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Trusted by regulators
Clear approaches that give regulators confidence in how you operate.
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Seamless integrated support
A joined‑up blend of legal, governance and consulting expertise.
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A partner, not a provider
Aligned to your goals, delivering practical support and competitive advantage as you navigate complexity.
One firm. Global reach
With over 900 experts across nine offices in top financial hubs, we bring local insight and expertise to every interaction.
We work with all of the world’s top 30 law firms
Advising 39 of the world’s top 50 private equity firms
Consulting Services
Corporate and M&A
Litigation and Dispute Resolution
Regulatory and Governance
Ready to take
the next step?
Let’s talk.
Send our team a message and we’ll be back in touch with you.