Guide

Registered persons under the Securities Investment Business Act

Guide

Guide

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The Securities Investment Business Act (2020 Revision), as amended, (the Act) provides for the licensing and control of ‘securities investment business’ carried on in, or from, the Cayman Islands. Under the Act, a person shall not carry on or purport to carry on securities investment business without being either registered or licensed under the Act, unless exempt as a non-registrable person

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